Regional Compliance Officer Job Vacancy in South Africa at Nedbank

Job Title: Regional Compliance Officer

Expire: 2012-04-27
REGI0006

Regional Compliance Officer
135 Rivonia Road, Sandton

Purpose:
To manage and mitigate compliance risk and ensure adherence to legislative requirements through raising awareness, monitoring, implementing processes and reporting.

Key Outputs:

Identify compliance and legislative requirements, recommend policies, processes and procedure changes

Identify the compliance requirements which are relevant to the Region. Liaise with resources, make sure ROA’s are up to standard and contains all required information.

Facilitate implementation and compliance

Liaise with Head Office to implement interventions, new systems and new requirements

Monitoring of compliance and risk

Collate all issues and perform audit of compliance and risk through ad hoc monitoring. Increase Business Unit’s awareness of concerns and problems. Report on issues.

Report compliance and risk for Region

Report status of compliance and risk in the business to Risk and Compliance Manager. Follow up where necessary.

Management of risk

Coach all Financial Planners and other staff in the Region in order to create awareness on compliance, risk and corporate governance and to ensure compliance.

Set operational standards for Region

Develop, get agreement and implement processes, policies and authority levels.

Competencies:

Behavioural competencies

Initiative
Commitment
Verbal Communication
Written Communication
Building Relationships
Team work
Influencing
Problem Solving
Attention to Detail
Analytical Thinking

Qualifications:
Essential Qualifications: Legal Degree and Admitted Attorney
Preferred Qualifications: Certificate in Financial Planning
Job Related Experience: Debt Collection Experience


HR Contact Person:
Mpho Kubelo

Kindly ensure that you complete an online application. Queries relating to this position can be referred to the person above. Do not send your application to them directly as it will NOT be considered.


To Apply:
https://www.jonti.co.za/?clbrnd=NEDB0001